Senior Compliance Manager- Cyber Security

Senior Compliance Manager- Cyber Security

Application Deadline: 31 May 2024

Department: Compliance Services

Employment Type: Permanent - Full Time

Location: United States

Reporting To: Kyrstin Ritsema

Compensation: $120,000 - $150,000 / year

Description

 Why Confluence? Over the past several years we have undergone a great deal of positive change and growth to become the company we are today. Our global footprint now spans multiple countries, giving our employees the opportunity to get exposure to other countries and cultures. And it stands to reason that none of this would have been possible without the hundreds of hard-working employees who work at Confluence.

More about the role & team

The Compliance Services group provides a full range of solutions to investment advisers and broker-dealers in managing their compliance programs. Compliance Services conducts mock exams, risk assessments and compliance reviews for its clients, who are registered in the United States. Compliance Services also offers outsourced compliance services such as drafting policies, preparing and making regulatory filings, code of ethics monitoring and electronic communication reviews. In addition, Compliance Services helps organizations understand cybersecurity risks from regulatory, business, and operational perspectives to reduce this risk on all fronts. The department designs and implements policies related to information security, business continuity and incident response, conducting testing of incident response plans and conducting cybersecurity testing of networks, applications, and staff.
Working under general supervision, participate in client engagements, consisting of services expertise. Participate in client consulting engagements, primarily assigned to the cybersecurity practice area.

Responsible for contributing to the growing Cybersecurity services side of the Compliance Services business. The compliance consultant will develop and maintain procedures for conducting client engagements and ensuring timely delivery of services.

What skills and experience do I need to succeed?

A background in compliance and knowledge of FINRA and its rules is essential.

5+ years’ experience implementing cybersecurity policies, procedures and testing in a regulated financial services setting is required. You will need experience with preparing regulatory filings, code of ethics administration and/or electronic communication surveillance. 

If you are looking for a role within a fast-growing, dynamic organisation where you can make a difference, and have high impact and influence, then this an excellent opportunity.

You may have worked as a ‘Cyber Security Manager’

What do we offer?

Confluence offers generous benefit packages for team members. As a growing, global organization, we are always looking for ways to ensure that our employees can access benefits that matter to them and their families. This includes:

🕚 Generous Time Off packages including additional half days with each public holiday in your location.🌎  Global Career Development opportunities🎊 Social Events 💵 Referral Bonus scheme - Upto $3,000 per successful referral🚀  Plus many more!  More about the LocationWe offer flexible working options for all employees.  #LI-Remote

ValuesWe look for people who align with our 4 values.  IntegrityFace reality with honesty, courage and accountabilityImaginationDeal creatively with challenges and envision what the world could beDisciplineBuild good habits into reflexes which become a part of our lifeServiceCommitted to the success of others
Salary Range: $120,000.00 to $150,000.00 annually + any other benefits such as bonus 
 
The above represents the expected salary range for this job requisition. Ultimately, in determining your pay, we'll consider your location, experience, and other job-related factors such as local market conditions and internal equity.

If you would like to find out more about a Career at Confluence, please apply today.