Director, Internal Audit - IT (Remote)
AZ, US
Full Time Entry-level / Junior USD 190K - 225K
Sumitomo Mitsui Banking Corporation
三井住友銀行のホームページです。口座開設、住宅ローン、外貨預金、投資信託等の各種商品・サービスについて掲載しています。インターネットバンキングでは、残高照会や振込、外貨預金や投資信託のお取り引きの他、便利なWeb通帳もご利用いただけます。Join us on our mission to create a completely new, 100% digital bank that truly serves customers' best interests. We are a close-knit and fun-loving team of seasoned financial services professionals who came together for the challenge of building a bank from scratch - and we are committed to doing it all the right way (from technology infrastructure to modern marketing to customer experience).
The anticipated salary range for this role is between $190,000.00 and $225,000.00. The specific salary offered to an applicant will be based on their individual qualifications, experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible for an annual discretionary incentive award. In addition to cash compensation, SMBC offers a competitive portfolio of benefits to its employees.
We work with the flexibility and speed of a start-up. But we also have significant stability and capital from being part of the SMBC Group (Sumitomo Mitsui Banking Corporation). SMBC is the second largest bank in Japan and the 12th largest bank in the world with operations in over forty countries. And SMBC is committed to disrupting the US marketplace with ground-breaking products.
It is the best of both worlds, and we are seeking proven marketing leaders to propel us towards a national launch. We have both the ambitious growth plans and the 'patient capital' necessary to execute a multi-year plan. Join us on the journey to deliver an exciting concept of evolved banking.
JOB SUMMARY:
SMBC MANUBANK is seeking an experienced Consumer Banking Audit Director to work with the Internal Audit Department. The Audit Director will design the audit plan, supervise the execution of internal audits, ensuring audit work is performed in accordance with IIA standards and IAD policies and procedures, as well as participate as a team member on the audit engagements and projects. Jenius Bank is being constructed as a business unit within the retail and is located in California (SMBC MANUBANK) but will offer its products and operate nationally. This position will report to the SMBC MANUBANK Audit Executive Director, Internal Audit Team Lead who in turn reports to SMBC MANUBANK Internal Audit Department (IAD) Chief Audit Executive.
PRINCIPLE DUTIES AND RESPONSIBILITIES:
- Direct and supervise consumer banking audits from inception to completion including planning, testing, issue identification, workpaper review and audit reporting.
- Provide support, coaching and feedback to audit team including external consultants, as applicable, and assign responsibilities appropriately.
- Manage audit teams to execute high quality reviews within a prescribed timeframe.
- Determine audit scope based on risk-based approach.
- Issue audit reports with clear and value-added messages, identifying root causes and remediation recommendations.
- Participate in quarterly and annual continuous monitoring activities of assigned auditable entities, including risk assessment process to accurately document the risk profile and identify key regulatory requirements, third-party vendors, models, information security and cyber, and IT systems/applications.
- Track and validate closure of issues raised by the audit department and regulators.
- As needed, assist with the delivery and execution of IAS’s broader audit plan and assurance responsibilities. Effectively communicate with stakeholders and audit senior management to clearly articulate audit strategy, testing results and corrective measures. In addition, actively participate in executive management meetings and/or committee meetings.
- Develop, promote, and maintain a collaborative and strong working relationship with SMBC MANUBANK, AD heads, external auditors, and regulators.
POSITION SPECIFICATIONS:
- Minimum of 10 years of internal audit experience in the banking and financial industry.
- Bachelor’s degree in Finance, Management Information Systems, or a related field, with in-depth IT Audit knowledge.
- CIA, CFE, CISA, CISSP is a plus. Understanding of consumer bank products (e.g., personal loans, savings, deposits, credit cards), regulatory requirements, and IT risk frameworks.
- Subject matter expertise in Digital Banking, Consumer Banking, Information security and cyber, IT applications and key controls, cloud platforms (Azure, GCP), mobile app, including Fraud Management, Operations, and AML/BSA.
- Demonstrates strong understanding of internal audit techniques, internal controls, and audit workpapers standards.
- Ability to maintain independence and objectivity.
- Excellent written and verbal communication, presentation, and professional skills to support the audit execution and to interact effectively at all levels within the organization.
- Exhibits an appropriate level of professional skepticism and encourages their team to do the same.
- Shows initiative and applies critical thinking skills to effectively challenge decisions made by the audit execution team.
- Negotiates and resolves conflict within the audit team and with the audit client.
EOE STATEMENT
We are an equal employment opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, national origin, disability status, protected veteran status or any other characteristic protected by law.
CCPA DISCLOSURE
Personal Information Collection Notice: This notice contains information under the California Consumer Privacy Act (CCPA) about the categories of personal information (PI) of California residents that Manufacturers Bank collects and the business or commercial purpose(s) for which the PI may be used. We do not sell PI. More information about our collection and use of PI may be found in our CCPA Privacy Policy at https://www.manufacturersbank.com/CCPA-Privacy. Persons with disabilities may contact our Customer Contact Center toll-free at (877) 560-9812 to request the information in this Notice in an alternative format.
Tags: Audits Azure Banking CCPA CIA CISA CISSP Cloud Finance GCP Monitoring Privacy Risk assessment Strategy
Perks/benefits: Career development Competitive pay Team events
More jobs like this
Explore more InfoSec / Cybersecurity career opportunities
Find even more open roles in Ethical Hacking, Pen Testing, Security Engineering, Threat Research, Vulnerability Management, Cryptography, Digital Forensics and Cyber Security in general - ordered by popularity of job title or skills, toolset and products used - below.
- Open Senior Cybersecurity Engineer jobs
- Open Cloud Security Architect jobs
- Open Security Operations Engineer jobs
- Open Principal Security Engineer jobs
- Open Information Security Specialist jobs
- Open Information Security Officer jobs
- Open Senior Cyber Security Engineer jobs
- Open Senior Product Security Engineer jobs
- Open Chief Information Security Officer jobs
- Open IT Security Engineer jobs
- Open Cyber Security Architect jobs
- Open Senior Penetration Tester jobs
- Open Staff Security Engineer jobs
- Open Cyber Security Specialist jobs
- Open Security Specialist jobs
- Open Ethical hacker / Pentester H/F jobs
- Open Senior Network Security Engineer jobs
- Open Cybersecurity Consultant jobs
- Open Security Consultant jobs
- Open IT Security Analyst jobs
- Open Manager Pentest H/F jobs
- Open Senior Information Security Analyst jobs
- Open Security Operations Analyst jobs
- Open Information Security Architect jobs
- Open Information System Security Officer jobs
- Open Agile-related jobs
- Open Risk assessment-related jobs
- Open SOC-related jobs
- Open Analytics-related jobs
- Open Network security-related jobs
- Open CISA-related jobs
- Open ISO 27001-related jobs
- Open GCP-related jobs
- Open IAM-related jobs
- Open Application security-related jobs
- Open Pentesting-related jobs
- Open Threat intelligence-related jobs
- Open Vulnerability management-related jobs
- Open DevOps-related jobs
- Open DoD-related jobs
- Open Security Clearance-related jobs
- Open APIs-related jobs
- Open CEH-related jobs
- Open Security assessment-related jobs
- Open SaaS-related jobs
- Open Malware-related jobs
- Open Kubernetes-related jobs
- Open Java-related jobs
- Open EDR-related jobs
- Open TS/SCI-related jobs