Compliance Analyst (6 month Contract)

London, GBR

Job Summary

Provides technical expertise in the development, maintenance, and oversight of key risks and control activities that support regulatory compliance for Vanguard EMEA entities.

About Vanguard

Vanguard is an investment company unlike any other. It was founded by Jack Bogle in the US in 1975 on a simple but ground-breaking idea: that an investment company should handle its funds solely in the interests of its clients. Jack helped bring investing to the masses with the index fund. Index funds do not pick individual shares or bonds to beat the market. They supervise the performance of the entire market. Or as Jack put it, "Don't look for the needle in the haystack. Just buy the haystack!”. We have stood for low-cost, uncomplicated investing ever since. Over the last 45 years people have come round to our way of thinking and more than 30 million investors worldwide now trust us with their money.

Core Responsibilities

As a Compliance Analyst, you will;

  • Provide risk and controls guidance to Global Technology Operations teams and partners in accordance with enterprise policies and industry practices
  • Demonstrate experience in local regulations (EU DORA, EBA ICT Guidelines, Outsourcing, BaFin BaIT)
  • Assist local Leadership in aligning process with regulatory requirements
  • Assists with the identification and management of third party/outsourcing risks
  • Develop processes and practices in line with industry practices
  • Work with internal partners across divisional and subdivisional organizations to formalize and align processes with existing frameworks
  • Assist leadership in crafting a risk culture in Europe and encouraging self-identified risks to surface
  • Develop, own, and run compliance metrics, reporting, and actions
  • Strong project management skills and ability to manage multiple priorities
  • Prepare and deliver experienced level visualizations and internal presentations that translate analytic insights into tangible, actionable solutions for business partners to implement

What it takes:

  • Related work experience
  • Proven related IT experience, including IT operations experience
  • Foundational understanding of risk and controls management practices
  • CISA and/or CISSP certifications preferred
  • Foundational understanding of ITIL v4
  • Excellent written and oral communication skills

Special Factors

  • Vanguard is not offering visa sponsorship for this position.
  • This is a hybrid position and would require you to work in the office location Tuesday-Thursday.

Inclusion Statement

Vanguard’s continued dedication to diversity and inclusion is firmly rooted in our culture. Every decision we make to best serve our clients, crew (internally employees are referred to as crew), and communities is guided by one simple statement: “Do the right thing.”

We believe that a critical aspect of doing the right thing requires building diverse, inclusive, and highly effective teams of individuals who are as unique as the clients they serve. We empower our crew to contribute their distinct strengths to achieving Vanguard’s core purpose through our values.

When all crew members feel valued and included, our ability to collaborate and innovate is amplified, and we are united in delivering on Vanguard's core purpose.

Our core purpose: To take a stand for all investors, to treat them fairly, and to give them the best chance for investment success.

We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.

How We Work

Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection. We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience.

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* Salary range is an estimate based on our InfoSec / Cybersecurity Salary Index 💰

Tags: CISA CISSP Compliance ITIL

Perks/benefits: Career development

Region: Europe
Country: United Kingdom
Job stats:  15  1  0

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